7  Introduction to Power and Sample Size Estimation Using Either G*Power or R

7.1 The Relationship Between α, Power, Effect Size, and Sample Size

Power is one of four, inter-related values used (implicitly or explicitly) in hypothesis testing:

  1. α, the probability of a false positive—seeing an effect that isn’t there. (Also called a Type 1 error.)
  2. β, the probability of a false negative—missing a real effect. (Also called a Type 2 error.)
    • Note that power is 1 – β
  3. Effect size, the magnitude of a measured effect. More about this is at Chapter 2
  4. N, the sample size.

Changes in any of these four values affects the chances of obtaining a significant effect:

Note that sample size doesn’t appear in this figure—not explicitly. It affects how wide the distributions are; all else being equal, larger samples make for thinner distributions because these are estimates of population values1; we are using the sample values to estimate these population values, so these distributions represent the probabilities of what the population values are given the sample values we found. The vertical red and blue lines denote the sample values we got for each group, and the curves represent the probabilities of where the actual population values are expected to be. The larger our sample, the more confident we are that our sample’s values are darned close to the population values—and so the distributions become thinner.

As the samples grow—and the distributions become thinner—the chances of false positives (α) and false negatives (β) become smaller:

Generally, then, if we know any three of those values—α, β, effect size, or N—we can compute the fourth. Some analyses are not this straight forward, though, for various reasons. Among the reasons why it isn’t always this straight forward is because the N for the sample is divided out unevenly among the effects being tested—especially for nested effects; we will address this in one of the cases you are more likely to encounter (it’s different types of ANOVAs), but first let’s orient ourselves to G*Power and conduct some more straight-forward sample size estimates.

7.2 Using G*Power or R to Estimate a Priori Sample Size Estimates

G*Power (and R) are perhaps the best, current, on-stop applications2 to estimate sample sizes needed to expect significance of many, common analyses.

G*Power is a free (as in “free beer””) software follows the “Unix” philosophy to do one thing and do it well. What it does well is estimate how large a sample one will need to be for various analyses. As the name implies, it’s in fact designed to conduct analyses related to statistical power, but it most often used to computes sample sizes well (power is only occasionally worth computing anyway).

7.2.1 Installing G*Power

Finally, software that’s easy to install:

  1. Click the Download button on the right of the G*Power site
  2. Download the latest version for either Mac or Windows3
  3. The downloaded file is zipped, so extract it and install.

7.2.2 Citing G*Power

The creators of G*Power request that one uses one or both of the following citations when using it:

Faul, F., Erdfelder, E., Lang, A.-G., & Buchner, A. (2007). G*Power 3: A flexible statistical power analysis program for the social, behavioral, and biomedical sciences. Behavior Research Methods, 39, 175–191.

Faul, F., Erdfelder, E., Buchner, A., & Lang, A.-G. (2009). Statistical power analyses using G*Power 3.1: Tests for correlation and regression analyses. Behavior Research Methods, 41, 1149–1160.

7.2.3 Orientation to G*Power

G*Power has a rather simple interface. Below the menu bar at the top (and a window that will fill with power cures for your estimation), it presents a drop-down menu for Test family and Statistical test; most of the options below these drop-down menus will change depending on the options chosen there.

Usually, the first step to use G*Power is to select Test family and then the Statistical test. After that, one fills in the values in the fields below in the Input Parameters section.

Type of power analysis

The drop-down menu under immediately under Test family and Statistical test allows one to compute either sample size or power, α, or effect size. The only option we will use is A priori: Compute required smaple size - given α, power, and effect size. However, it’s worth briefly discussing the other options.

The Type of power analysis offers more options than the A priori: Compute required sample size - given α, power, and effect size. Most of the options pertain to computing the other variables in the α, power, effect size, sample size group. There is one worth explaining, however: Compromise : Compute implied α & power - given β/α ratio, sample size, and effect size

A priori: Compute required sample size and a Note on Post hoc Power Analyses

Computing effect size can be informative. Computing required α may be interesting if rarely practical. Computing post hoc “achieved power,” however, is rarely either [hoenig2001]. Post hoc power analyses depend very heavily on the particulars of a given set of data; i.e., they do not generalize—neither to other samples nor even to the actual power of the test (Yuan & Maxwell, 2005; Zhang et al., 2019).

Post hoc power analyses are also based on a tenuous interpretation of power: Achieved power is computed assuming that there is an effect, but hypothesis tests actually assume that there is no effect. Remember that hypothesis tests actually test the probability of finding the results we did if the null hypothesis is true. If we conclude that there is a significant effect, we are saying that there is insufficient evidence to conclude that the null is true. We are thus also stating that there is insufficient evidence that a post hoc power analysis is justified.

Compromise: Compute implied α & power

The Compromise: Compute implied α & power - given β/α ratio, sample size, and effect size option is an interesting one—even if it’s rarely useful. We begin with a sample size—typically the largest sample we know we would be able to attain within practical constraints—and an effect size that we either know or expect to have. Within those real constraints we can explore what levels of α and β we could achieve. We could see—for example—how badly power would be affected if we try to maintain a significance level of .05, or what level of significance we would have if we tried to keep the chances of both types of error the same.

It is an idea that harkens back to the original intents of those (like Fisher) who originally thought up the idea of a significance test. The significance level wasn’t always frozen at .05; the original idea was to use whatever level one felt was appropriate—be it .05, .01, .10, .25 or any level that conveyed how important one felt false positives were in a particular situation.

But messing with α has become verboten. A wall doing its best to keep out p-hackers and other all-too-human threats to the integrity of science. There is now little practical point to play with the proportion of false positives. It may satisfy an idle curiosity to see how strongly it is affected versus false negatives, but it isn’t going to get you any closer to published or funded. Let’s instead explore what does.

7.2.4 Estimating Required Sample Sizes

For all of these exercises, we will be estimating how large a sample we would expect to need in various analyses and assuming common standards for α and β. Before we do, however, I want to point out that the key words in that sentence are “estimating” and “expect”: Sample size estimation is not an exact science and the actual study we conduct will surely have actual rates of significance different from what we expect. After all, if we already knew what we would find, we probably wouldn’t be conducting the experiment.

It is also worth pointing out that we pretty often actually need a larger sample than we estimate. There is a tendency to be overly optimistic about our abilities to realize certain effects or overcome real-world challenges for recruiting a conscientious group of well-delimited participants. Nonetheless, our a priori estimates can at least put us in the general vicinity of where we need to be.

Correlations

Let us begin with estimating samples for correlations. Although it’s not evident from most stat programs, we use different sorts of tests for different sorts of correlations. Therefore, tests of correlations are under different Test family options in G*Power.

Pearson’s Product-Moment Correlation (r)

We begin with the most commonly-used type of correlation, that which is most formally called Pearson’s product-moment correlation coefficient. This is the one symbolized with a simply r that measures the degree of association between two continuous variables. This sample size estimate is for tests of whether the correlations differ between two groups.

For example, we may be interested in testing whether the correlation between income and longevity is different among Blacks versus that correlation among whites. Let’s assume we expect that that correlation will be .5 among Blacks but only .3 among whites (or vice versa). We’re thus interested in seeing how large a sample we would need to reliably detect a significant difference between these correlation coefficients.

  1. It is found under the z tests option in the Test family menu.
  2. After selecting that option, under Statistical test, choose Correlations: Two independent Pearons's r's4:
  3. As we will for all of these exercises, under Type of power analysis, choose A priori: Compute required sample size - given α, power, and effect size
  4. In the Input Parameters section, let’s first choose One under Tails. (We will next see how things change when we choose two.)
  5. Handling effect size
    1. By computing the difference between two anticipated correlations.
      1. The effect size statistic for a difference between correlations is Cohen’s q (Cohen, 1988, p. 109), as noted in the next row, Effect size q. Most effect size statistics are easy to compute, but unfortunately q is not5. Fortunately, G*Power can easily compute it for us:
      2. Click on the Determine => button to the left of Effect size q. A new window will open to the right of the main window:
      3. By sheer coincidence, the default values given by G*Power for the first (Correlation coefficient ρ1) and second (Correlation coefficient ρ2) correlations are the ones we want6, so leave them as they are.
      4. Still inside the side window, click on the Calculate and transfer to main window button. The computed value for q will be populated into both the side window’s and the main window’s Effect size q fields.
      5. Click Close in that side window.
        Note that most power analyses in G*Power will have a Determine => button, but they will do different things for different tests. Often, it is used to convert one effect size measure to an other one that is more appropriate for the given test (unlike we did here).
    2. By using Cohen’s (1988) recommendations.
      1. Back in the Input Parameters section of the main window, mouse over the field where we will enter our values:

        The bubble that appears lists the values that Cohen (1988) recommends for—in this case—Pearson’s rs. A bit more about his recommendations for these is given on page 129 of his book. Looking at those suggested levels, we see that the effect size for a difference between r1 = .3 and r2 = .5 is a bit less than a “medium”-sized effect.
      2. Although Cohen’s recommendations are viewed by most as more canonical than Cohen intended, it is still useful practice to use them as guides for anticipating effects, especially if we don’t know ahead of time what size of effects we can expect. Or here, if we didn’t have any reason to expect certain correlations for each group beforehand.
        In such cases, researchers often assume a priori that they will achieve a “medium” effect. (Although I tend to recommend assuming something half way between a “small” and “medium.”) G*Power also uses a “medium” effect as well for the default value, so feel free to use that here instead of the \(\approx\)|0.23| that we computed from a priori expected correlations.
        It is quite worth noting, however, that it is greatly preferable to instead use prior research—even if only tangentially related—to estimate what levels of effects one should expect.
    • For Effect size q, please enter either ~0.23 or .3. I will continue assuming that you entered in the latter option.
  6. The α-error prob option can be left at the 0.05 default both now and probably always.
  7. The default value in G*Power for Power (1 - β err prob) is 0.95. Since 1 – .05 = .95, that is implying that the probability of a false negative (β) should be equal to the probability of a false positive (α). I commend the creators of G*Power7 for advocating for this parity. However, convention is to deprecate power relative to α and set 1 – β to .8 (thus setting β = .2, four times larger than α).
    • tl;dr: Enter .8 into the Power (1 - β err prob) field
  8. The Allocation ratio N2/N1 is asking if the size of the two groups (i.e., the groups whose different correlations we’re testing, e.g., if Blacks versus whites have a different correlation between income and longevity) is the same.
    • If we assume that there will be equal numbers in both groups, then enter 1.
    • If we assume, e.g., that we will have twice as many whites as Blacks, then enter 2 (or.5 to change which group is consider which race).
    • Of course, any other ratio can be used, and different ratios tried to obtain tolerance ranges.
  9. Click on the Calculate button in the lower right.

Assuming you used these values—including 1 for Allocation ratio N2/N1—your output should look like this:

  • Under the Output Parameters section, we can see that the Critical z value is \(\approx\) 1.64. This is also presented in the figure near the top of the G*Power window. This is simply the value of the test statistic (here z) computed and used to test the significance of the difference between correlation coefficients.
  • Of greater interest are the next three rows.
    • Sample size group 1 and Sample size group 2 present the required samples sizes for the two groups. Note that these would be different if we had chosen a value other than 1 for the Allocation ratio N2/N1.
    • Total sample size is just the sum of those two samples sizes. We would thus need a total N of 282 to detect a difference between the two correlations (or 438 if you used -.23 for the effect size).
  • The Actual power field simply presents what the power is for these two sample sizes. It differs slightly from what we entered into the Power (1 - β err prob) field due to rounding error from the sample sizes needing to be whole numbers.

If we change the tab at the top from Central and noncentral distribution to Protocol of power analysis, instead of the two curves at the top, we see both the values we entered to estimate the sample size and the output. This alone is of little use, but of slightly more use is that, under this tab, we can select File > Save Protocol and save these input and output values as a text file. (Under the Central and noncentral distribution tab, we can instead save that image of the two distributions.)

Click now on the X-Y plot for a range of values button next to the Calculate button. The following new window will appear:

This figure presents what the power would expected to be were we to use different total sample sizes. You will see that the y-axis (Total sample size) is about at 280 (or 440 if you used q = -.23) when the x-axis is at 0.8. Had we used G*Power’s default of .95 for power, the estimated total sample size would have been a little less than 500.

The fields below this figure present the values we entered in the other window as well as options for changing the figure, including changing the range of power values presented and the “steps” between each dot in the figure. The Table tab at the top lets us look at these values as a table instead of a figure for more precision:

I think this X-Y plot for a range of values window is under appreciated. We can change values in this figure (and the corresponding table) to see not only the estimated sample size needed, but how smallish changes to the values—especially to power—would change with different assumptions.

In light of this, please:

  1. Click File in the menu at the top of this window.
  2. Click Save plot and save it as corr_plot.emf to submit.

Please return to G*Power’s main window and change the Tails to Two and recalculate the sample size estimation. Under the Protocol of power analysis tab, please save that output as corr_2-tailed.rtf to submit that as well.

More about this particular analysis is on page 65 of the G*Power Manual.

Point Biserial Correlation (rpb)

Point biserial correlations measure the association between a dichotomous variable and a continuous variable (e.g., the association between pregnancy and blood pressure). In significance tests of point biserial correlations, we’re seeing how closely matched some continuous outcome score is for two group. Two nominal groups and a continuous outcome, that sounds like a t-test.

  1. Under Test family, choose t tests.
  2. Under Statistical test choose Correlation: Point biserial model
  3. As always, under Type of power analysis, choose A priori: Compute required sample size - given α, power, and effect size
  4. Since we usually use two-tailed significance tests, please change Tails to Two. (We will next see how things change when we choose two.)
  5. The effect size statistic has changed to Effect size |p| since a different measure is used to compute it for rpb (and t-tests in general). Mousing over that field, though, shows that the same values pertain for “small,” “medium,” and “large” effects. (This isn’t always the case.) Again, please enter .3 for a “medium” effect.
  6. The only other options here are for α-error prob and Power (1 - β err prob) for which we will use .05 and .8, respectively.
  7. Click on the Calculate button in the lower right. The following should appear:

The Ouput Parameters area contains somewhat different values. Instead of z, the test statistic is the Noncentrality parameter δ along with Critical t, which is tested—in this particular case—against a Df of 62. That is two df less than the Total sample size estimated to be needed to find an effect under these conditions.

t-Tests

Along with a few other tests (like for rpb), all t-tests are under Test family > t tests. Two of the most common t-tests are:

  • Means: Differences between two dependent means (matched groups)
    • This is used when the values used to compute the two means we’re testing come from the same participants, e.g., when we have pretest and posttest measures for the same patients.
  • Means: Differences between two independent means (two groups)
    • This is used whenever the means come from different participants. This is more often the case—and would apply even if we had pretest and posttest measures but from different patients (e.g., if we measured HCAHPS satisfaction scores from an outpatient unit before and after an intervention).
  1. Let us use the latter of those two, Means: Differences between two independent means (two groups)
  2. The options for Input Parameters is similar to what we were presented with for Pearson correlations (in Section 7.2.4.1.1). However, when we mouse over the Effect size d field, we see different recommendations for sizes:
    • Cohen’s d, the measure of effect size now used, is computed differently than his q used to measure the effect size of difference between correlation coefficients. As I describe in Chapter 2, this is simply the standardized difference between the two means; it’s also one of the most commonly-used measures of effect size.
    • Let’s stick with the default given, a “medium” effect of 0.5.
  3. α err prob can of course stay at 0.05
  4. But please change Power (1-β prob) to .8
  5. We could again stipulate a different ratio for the number of participants in the two groups, but let’s again assume we will have equal numbers and enter 1 in Allocation ratio N2/N1

Like with rpb, in the Output Parameters section, we have Noncentrality parameter δ, Critical t, and Df. However, we now have two groups, so we instead have Sample size group 1, Sample size group 1, and Total sample size. That last field reports expecting to need 102 total participants, so the Df for the Critical t is 100.

Please save the protocol for this output to a ttest_2-tailed.rtf file and the protocol for similar analyses that instead use a one-tailed test a ttest_1-tailed.rtf file to submit.

F-Tests

F-tests are primarily (nearly only) used to test effects in ANOVAs and their ilk (ANCOVAs, MANOVAs, etc.). These include the most complex sample size analyses available within G*Power, and the most complex ones researchers typically try to do8 The reason for this is because the variance associated with effects differ depending on a couple of parameters, such as the number of variables and whether those variables are “fixed” or “random” effects9.

ANOVA: Fixed effects, omnibus, one-way

A one-way ANOVA is simplest form of ANOVA: It contains only one input variable10 (and one output variable). This one-way ANOVA is really just a t-test that is used when the input variable has more than two levels to it. We would use a t-test to test the difference (in some continuous outcome) between two groups, say between those diagnosed or not diagnosed with a certain cancer. If there are more than two groups—if, e.g., we were instead looking at the stage of the cancer—we would use a one-way ANOVA.

Sample size estimates for one-way ANOVAs thus closely resemble those for t-tests. The difference is that, for one-way ANOVAs, we must indicate how many levels the input variable has. To conduct sample size estimates for them:

  1. Under Test family, choose F tests
  2. Under Statistical test, choose ANOVA: Fixed effects, omnibus, one-way
  3. Under Type of power anlaysis choose A priori: Compute required sample size - given α, power, and effect size
  4. In the Input Parameters section, when you mouse over the Effect size f field, you will once again see that the values Cohen (1988) suggests for “small” through “large” effects are different than for z or t tests:

    As noted in Chapter 2, Cohen’s f denotes a the effect of a variable after partialing out the effects of other variables. In a one-way ANOVA, there are no other effects—no other variables—but the criteria for effect sizes is still based on this other standard.
    • Let’s again leave this value at the default—a “medium” effect of 0.25
  5. We can also again leave α-error prob to be 0.05 but change Power (1 - β err prob) to be .8.
  6. The Number of groups field is slightly misleading. This is in fact asking for the number of levels of the input variable. So, e.g., if we are studying the effects of cancer stage and using the TNM staging system, we would have three groups—one for each of the three stages.
    • Going with that, please enter 3 in the Number of groups field.
  7. Clicking Calculate generates the following output:

The output is thus:

  • Noncentrality parameter λ
    • In this context, the noncentrality parameter is used to measure the power of the F-test. Larger numbers denote higher possibilities of larger power, depending on other parameters (viz., α, β, & N). Although good to report, this isn’t critical to consider since it’s used to help compute the other values in the Output Parameters section.
    • There nonetheless may be a use of further explained the noncentrality parameter statistic: You will see that what is now called the Central and noncentral distributions` in the figure do not look normally distributed. This is because F-tests use F distributions to test significance—not normal distributions. This is very similar to what is done with χ2 tests, and F distributions strongly resemble χ2 distributions—including in becoming closer to a normal distribution as the degrees of freedom increase. However, part of the F-test uses the numerator degrees of freedom, which is usually quite small—here, it’s 2. So, as the figure shows, F tests are used under conditions in which the distributions actually used to compute significance themselves aren’t appreciably normally distributed: They are “non-central” since the “center” of the distribution is unclear—as it is in the red (null) distribution in the figure.
  • Critical F
    • This is the level of the F-statistic needed to establish significance under these conditions
  • Numerator df
    • This number will be one less than the Number of groups
  • Denominator df
    • This is the number that would be needed in the lower part of the F-test in order to find significance under these conditions—the error degrees of freedom. This in turn translates into most of the sample size we expect to need.
  • Total sample size
    • This is the Numerator df plus the Denominator df plus one more degree of freedom needed to estimate the intercept.
  • Actual power
    • Given the rounding needed to create a whole number for the numerator and denominate degrees of freedom, actual actual power will often be a little different from what we entered in the Power (1 - β err prob) field in the Input Parameters section.

Please click on the X-Y plot for a range of values button, choose to Save Plot..., and submit that as well.

More about power analyses with one-way ANOVAs is presented by UCLA’s Statistical Methods and Data Analytics site.

ANOVA: Fixed effects, special, main effects and interactions

As we increase the complexity of our analyses, we next move on to ANOVA: Fixed effects, special, main effects and interactions. Here, we can estimate sample sizes for ANOVAs with one or more nominal variables.

The main issue with sample size estimates for ANOVA-family analyses is correctly assigning numerator degrees of freedom. And the main issue with doing that when all of the input variables are nominal is to understand how degrees of freedom are computed for them:

  • The degrees of freedom for any nominal main effect is one less than the number of levels of that variable11
    • Using TNM cancer staging as an example, the number of degrees of freedom for its main effect would be 3 – 1 = 2.
  • The degrees of freedom for an interaction between two nominal input variables is the product of their main effect degrees of freedom.
    • Let us assume that we wanted to look at the interaction between dichotomized gender (self-identifying as female or male) and TNM cancer stage.
      • The degrees of freedom for gender’s main effect would be 2 – 1 = 1.
      • The degrees of freedom for the TNM cancer stage main effect would, of course, be 2.
      • The degrees of freedom for the gender \(\times\) cancer stage interaction would be 2 \(\times\) 1 = 2.

Continuing with that example, if we were interested in knowing the significance of both main effects and their interaction, then the total number of numerator degree of freedom I need to consider in my sample size estimate is:
\(\text{Total}\text{ Numerator } df\text{s} = df_{\text{Cancer} \text{ Stage}} + df_{\text{Dichotomized}\text{ Gender}} + df_{\text{Cancer} \text{ Stage} \times \text{Gender}\text{ Interaction}}\)
\(\text{Total}\text{ Numerator } df\text{s} = 2 + 1 + 2\)
\(\text{Total}\text{ Numerator } df\text{s} = 5\)

It is thus 5 that we would enter into the Numerator df field.

With this understanding in hand, let us compute the estimate sample size for this model:

  1. Mousing over Effect size f, we see that a “medium” effect for Cohen’s f is .25, again the default given by G*Power, and again what we will retain since we have no prior studies to guide us better.
  2. α err prob we will leave as 0.05.
  3. Power (1 - β err prob) we will change to .8.
  4. Numberator df is 5 (those two main effects and their interaction).
  5. Number of groups is the product of the total number of levels of the input variables.
    • Here, TNM stage has 3 levels and dichotomized gender has 2, so the Number of groups is 3 \(\times\) 2 = 612.
  6. Clicking Calculate returns this output:

Indicating that we expect to need 211 participants to find significant effects for both main effects and their interaction. Of course, we couldn’t divide this number evenly between the groups, so there would be a small amount of imbalance between them.

Note that we don’t need to worry about the significance of every term we enter into a model. As I discuss in Chapter 1, we can enter terms in a model solely to isolate (“partial out”) their effects on those other terms whose effects we are interested in. Of course, do this cautiously so to not delude yourself into thinking you need fewer participants than you actually will. Sure, data are expensive, but investing to get some but not enough data—and then having to redo a study—is more expensive than getting enough the first time.

Please save and submit the plot for these analyses as well.

For those who prefer videos (and soothing piano music), this video also presents conducting sample size estimates for multi-way ANOVAs.

Sorry folks, nothin’ here yet. I just made this tab as a place-holder.

7.3 Additional Resources

7.3.1 G*Power Guides & Tutorials

7.3.2 Further Readings and Explanations

7.3.3 Sample Size Estimations and Guidelines for More Complex Designs

ANCOVAs

Logistic Regression

Factor Analysis and Structural Equation Models

7.3.4 Online Tools

  1. Often these are population means, but these could instead be estimating, e.g., population proportions (whether, e.g., the proportion of members of two populations have different mortality rates for a given disorder. Since we tend to think about this in terms of means, though, let’s just stick with that.↩︎

  2. Well, to be pedantic, R may be considered software.↩︎

  3. Alas, there is no GNU/Linux version.↩︎

  4. Even though using an apostrophe in r's is incorrect: It’s plural, not possessive, so should instead be rs. Just one of my many grammatical pet peeves.↩︎

  5. It’s this monstrosity: \(q = {\frac{1}{2}\text{log}_e\frac{1 + r_2}{1 - r_2} -\frac{1}{2}\text{log}_e\frac{1 + r_1}{1 - r_1}}\) for correlations r1 and r2.↩︎

  6. Changing the order of them so that Correlation coefficient ρ1 is .5 and Correlation coefficient ρ2 is .3 will make the effect size measure, q, into a positive value, but that doesn’t matter: The positive or negative sign simple indicates which correlation is larger than which. Making it positive will also move the H1 distribution to the right of the H0 one in the figure at the top.↩︎

  7. G*Power was created and is maintained by Edgar Erdfelder, Franz Faul, and their colleagues at Heinrich-Heine-Universität Düsseldorf.↩︎

  8. I give resources in the Section 7.3 section about estimating sample sizes for factor analyses, etc. These are important…but much less straight forward.↩︎

  9. “Fixed” factors are those for which all possible levels are present in the data, e.g., if data for both those who survive and die from an illness are present. “Random” factors are those for which a random subset of all possible levels of a variable are present; these are typically continuous variables (such as height). The ways that error is estimated for these differ.↩︎

  10. You may well have learned to call this the “independent variable” (IV). This is not wrong—it’s just not always correct. An IV is the term used to indicate a variable that researchers manipulate or measure in a true experimental design to observe their effects on some outcome—that which (in that context) is called a dependent variable and that I’m calling by the more general term of “output variable.” The input variable in an ANOVA is indeed often an IV. However, there are certainly times when we wish to test the effects of a variable that isn’t an IV, for example if we’re working with secondary data in which no variables are forcibly IVs or DVs.↩︎

  11. We deduct “1” from each main effect because we only need to establish the values for all levels but one. That last level can be deduced from the other levels. As a simplified analogy, if I knew that x + y + z = 6, then I only need to know that x = 2 and that y = 2 to know that z also equals 2.↩︎

  12. Notice that, in this case, including the interaction term in the model doesn’t affect the estimating needed sample size.↩︎